Compliance Analyst
Imc
Chicago, United States38d ago
About the role
The Compliance Analyst role at IMC is responsible for ensuring the organization complies with all applicable laws, regulations, and internal policies for trading US financial products across IMC’s US operations. The role offers considerable growth and opportunity for responsibility expansion within the Compliance team.
Your Core Responsibilities:
• Partner with the Compliance Team to drive IMC’s regulatory vision and compliance efforts
• Promote the Firm’s Compliance culture, awareness of regulatory developments, and best practices
• Monitor trading activity using the Firm’s in-house surveillance systems
• Provide operational support for key external Compliance data reporting platforms (e.g. Consolidated Audit Trail, MiFID Transaction Reporting, Futures Audit Trail, and TRACE)
• Investigate regulatory reporting exceptions, ide