SENIOR OFFICER-DEPUTY DIRECTOR

As the Deputy Director of the Division of Examinations (EXAMS), the incumbent will assist the Director to achieve the Division's mission to promote compliance of the U.S. securities laws (including but not limited to the Securities Act of 1933 and the Securities Exchange Act of 1934), prevent fraud, monitor risk, and inform SEC policy through examinations of registrants subject to U.S. securities laws and the regulations promulgated thereunder. Duties Allocate resources and personnel across programs, offices, and regions; oversee workloads, assess capacity, and direct adjustments to ensure timeliness, quality, and effective risk coverage. Evaluate and refine operational processes to improve efficiency, reduce redundancies, and ensure the Division's structure supports mission delivery. Manage significant operational and policy portfolios, including cross-program initiatives, enterprise-level processes, and major priority workflows. Participate in the conception, development, planning, a